Investmark began in 1984 as a way to break away from the status quo and offer a truly client-centric wealth management experience. Where the stockbrokers and wirehouses had proprietary products they needed to sell, we saw the value of being an independent firm that designs portfolios based purely on what best suits the needs of each client.
We were early adapters of the advisory model and established our own Registered Investment Advisor (RIA) with the State of Connecticut. As we’ve grown, we became SEC registered and were recently included in the Financial Times FT 300* as one of the leading advisory firms in the nation and one of the top 5 advisory firms in Connecticut. The advisory model fits in perfectly with our client-centric philosophy, as it perfectly aligns the interests of advisor and client.
Investmark has important strategic relationships with a few select partners whose dedication to excellence supports our mission. Our broker/dealer is Commonwealth Financial Network, which has been recognized as the best independent broker/dealer an unprecedented 11 times and has account assets of over $114 billion (click here to learn more). Clearing and custody is handled via National Financial Services LLC, Member NYSE/SIPC, a Fidelity Investments®company We also work closely with SEI Trust and Dimensional Fund Advisors. These outstanding managers enable us to provide our clients with the same level of investment expertise and options as some of the world's largest institutional investors (corporate pensions, endowments, etc.). Click here to learn more about our investment management platforms.
Investmark serves clients across the U.S. and overseas with approx. $600 million in assets under management (AUM). We have a long history in Fairfield County, Connecticut, having had offices in Newtown, Westport, Fairfield and Stratford. Our headquarters are now located at 3 Enterprise Drive in Shelton, CT. We also have branch offices in Stamford, Glastonbury and Bristol, Connecticut, as well as New London, NH. We have assembled an outstanding team of support staff and advisors, and we encourage you to find out more about how we can help guide you in the Direction of Wealth!
*The Financial Times 300 Top Registered Investment Advisers 2016 is based on six broad factors, including adviser assets under management ($300 million minimum), asset growth, company's age, industry certifications of key employees, and compliance record and accessibility. 520 Registered Investment Advisers were considered; 300 (58% of candidates) were recognized. Not indicative of advisor's future performance. Your experience may vary. For the full methodology, please visit www.ft.com
Investmark is . . .
Independent—Independent advice is the cornerstone of our wealth management process. We are solely motivated by the best interests of our clients and are not obligated to use any particular products for any other reasons.
Client-Focused—Investmark is dedicated to providing high-net-worth clients with personalized, sophisticated wealth management guidance. We believe that the purpose of financial planning is to improve the quality of your life. Our recommendations (and our success) are based solely on how we can best help our clients to pursue their long-term goals.
Goals-Based—Our client relationships are based on a clear understanding of our clients' goals. Our wealth management strategies are designed to pursue those goals through all market conditions.
Please explore the website to find out more!